Privacy Policy
Effective Date: January 9, 2026 Last Updated: January 14, 2026
Thrivealike LLC (“Thrivealike,” “we,” “us,” or “our”) is a registered investment advisor. We are committed to protecting the confidentiality and security of our clients’ nonpublic personal information (“NPI”). This Privacy Policy describes how we collect, use, share, and safeguard client information in accordance with applicable federal and state laws, including Regulation S-P.
Information We Collect
We collect nonpublic personal information about you that is necessary to provide investment advisory and financial planning services. This information may be obtained directly from you, from custodians, or from third-party service providers engaged in connection with servicing your account. Information we collect may include, but is not limited to:
● Name, address, telephone number, and email address
● Social Security number and date of birth
● Financial account numbers and balances
● Income, net worth, assets, and liabilities
● Investment objectives, risk tolerance, and financial goals
● Banking and payment information
How We Share Information
We do not sell client information.
We may disclose nonpublic personal information as permitted or required by law, including:
For everyday business purposes, such as:
● Establishing and maintaining client accounts
● Processing transactions
● Providing investment advisory and financial planning services
● Responding to legal or regulatory requests
● Complying with applicable federal and state laws
With non-affiliated third-party service providers that assist us in operating our business and providing services to clients, such as custodians, billing and payment processors, compliance consultants, technology providers, and professional advisors. These parties are contractually required to maintain the confidentiality and security of client information. We do not disclose nonpublic personal information to non-affiliated third parties for marketing purposes.
Former Clients
If you close your account or otherwise cease to be a client, we will continue to safeguard your nonpublic personal information and will only share it as permitted or required by law.
How We Protect Information
We maintain physical, electronic, and procedural safeguards designed to protect client information from unauthorized access, misuse, or disclosure. Access to client information is restricted to personnel who require such access to perform their job responsibilities.
Your Privacy Rights
Federal law provides clients with certain rights to limit the sharing of nonpublic personal information. Because Thrivealike does not share client information with non-affi liated third parties for marketing purposes, no opt-out is currently required.
Policy Delivery and Updates
This Privacy Policy is provided to clients at the start of the advisory relationship and annually thereafter. We will notify clients of any material changes to this policy.
Contact Information
If you have any questions regarding this Privacy Policy or our privacy practices, please contact Thrivealike LLC at:
Email
info@thrivealike.com
Phone
(203) 292-1185
Office Address (available upon request)
Thrivealike LLC’s full business address is disclosed in its Form ADV and client agreements.
